US Supreme Court permits DWI
breath tests but rejects blood test without warrant.
Birchfield
v. North Dakota 136 S. Ct. 2160 (2016)
The Fourth Amendment permits warrantless breath tests
incident to arrests for drunk driving but not warrantless blood tests.
To fight the serious harms
inflicted by drunk drivers, all States have laws that prohibit motorists from
driving with a blood alcohol concentration (BAC) exceeding a specified level. BAC
is typically determined through a direct analysis of a blood sample or by using
a machine to measure the amount of alcohol in a person’s breath. To help secure
drivers’ cooperation with such testing, the States have also enacted “implied
consent” laws that require drivers to submit to BAC tests. Originally, the
penalty for refusing a test was suspension of the motorist’s license. Over
time, however, States have toughened their drunk-driving laws, imposing harsher
penalties on recidivists and drivers with particularly high BAC levels. Because
motorists who fear these increased punishments have strong incentives to reject
testing, some States, including North Dakota and Minnesota, now make it a crime
to refuse to undergo testing.
In these cases, all three
petitioners were arrested on drunk-driving charges. The state trooper who
arrested petitioner Danny Birchfield advised him of his obligation under North
Dakota law to undergo BAC testing and told him, as state law requires, that
refusing to submit to a blood test could lead to criminal punishment. Birchfield
refused to let his blood be drawn and was charged with a misdemeanor violation
of the refusal statute. He entered a conditional guilty plea but argued that
the Fourth Amendment prohibited criminalizing his refusal to submit to the
test. The State District Court rejected his argument, and the State Supreme
Court affirmed.
*Together with No. 14–1470, Bernard
v. Minnesota, on certiorari to the Supreme Court of Minnesota, and
No. 14–1507, Beylund v. Levi, Director, North Dakota Department of
Transportation, also on certiorari to the Supreme Court of North Dakota.
After arresting petitioner William
Robert Bernard, Jr., Minnesota police transported him to the station. There,
officers read him Minnesota’s implied consent advisory, which like North
Dakota’s informs motorists that it is a crime to refuse to submit to a BAC
test. Bernard refused to take a breath test and was charged with test refusal
in the first degree. The Minnesota District Court dismissed the charges,
concluding that the warrantless breath test was not permitted under the Fourth
Amendment. The State Court of Appeals reversed, and the State Supreme Court
affirmed.
The officer who arrested petitioner
Steve Michael Beylund took him to a nearby hospital. The officer read him North
Dakota’s implied consent advisory, informing him that test refusal in these circumstances
is itself a crime. Beylund agreed to have his blood drawn. The test revealed a
BAC level more than three times the legal limit. Beylund’s license was
suspended for two years after an administrative hearing, and on appeal, the
State District Court rejected his argument that his consent to the blood test
was coerced by the officer’s warning. The State Supreme Court affirmed.
Held:
1. The Fourth Amendment permits warrantless breath tests incident to arrests for drunk driving but not warrantless blood tests.
1. The Fourth Amendment permits warrantless breath tests incident to arrests for drunk driving but not warrantless blood tests.
(a) Taking a blood sample or
administering a breath test is a search governed by the Fourth Amendment. See Skinner
v. Railway Labor Executives’ Assn., 489 U. S. 602, 616–617; Schmerber
v. California, 384 U. S. 757, 767–768. These searches may nevertheless
be exempt from the warrant requirement if they fall within, as relevant here,
the exception for searches conducted incident to a lawful arrest. This
exception applies categorically, rather than on a case-by-case basis. Missouri
v. McNeely, 569 U. S. ___, ___, n. 3.
(b) The search-incident-to-arrest
doctrine has an ancient pedigree that predates the Nation’s founding, and no
historical evidence suggests that the Fourth Amendment altered the permissible
bounds of arrestee searches. The mere “fact of the lawful arrest” justifies “a
full search of the person.” United States v. Robinson, 414 U. S.
218, 235. The doctrine may also apply in situations that could not have been
envisioned when the Fourth Amendment was adopted. In Riley v. California,
573 U. S. ___, the Court considered how to apply the doctrine to searches of an
arrestee’s cell phone. Because founding era guidance was lacking, the Court
determined “whether to exempt [the] search from the warrant requirement ‘by
assessing, on the one hand, the degree to which it intrudes upon an
individual’s privacy and, on the other, the degree to which it is needed for
the promotion of legitimate governmental interests.’ ” Id., at ___. The
same mode of analysis is proper here because the founding era provides no
definitive guidance on whether blood and breath tests should be allowed
incident to arrest.
(c) The analysis begins by
considering the impact of breath and blood tests on individual privacy
interests.
(1) Breath tests do not “implicate
significant privacy concerns.” Skinner, 489 U. S., at 626. The physical
intrusion is almost negligible. The tests “do not require piercing the skin”
and entail “a minimum of inconvenience.” Id., at 625. Requiring an
arrestee to insert the machine’s mouthpiece into his or her mouth and to exhale
“deep lung” air is no more intrusive than collecting a DNA sample by rubbing a
swab on the inside of a person’s cheek, Maryland v. King, 569 U.
S. ___, ___, or scraping underneath a suspect’s fingernails, Cupp v. Murphy,
412 U. S. 291. Breath tests, unlike DNA samples, also yield only a BAC reading
and leave no biological sample in the government’s possession. Finally,
participation in a breath test is not likely to enhance the embarrassment
inherent in any arrest.
(2) The same cannot be said about
blood tests. They “require piercing the skin” and extract a part of the
subject’s body, Skinner, supra, at 625, and thus are
significantly more intrusive than blowing into a tube. A blood test also gives
law enforcement a sample that can be preserved and from which it is possible to
extract information beyond a simple BAC reading. That prospect could cause
anxiety for the person tested.
(d) The analysis next turns to the
States’ asserted need to obtain BAC readings.
(1) The States and the Federal
Government have a “paramount interest . . . in preserving [public highway]
safety,” Mackey v. Montrym, 443 U. S. 1, 17; and States have a
compelling interest in creating “deterrent[s] to drunken driving,” a leading
cause of traffic fatalities and injuries, id., at 18. Sanctions for
refusing to take a BAC test were increased because consequences like license
suspension were no longer adequate to persuade the most dangerous offenders to
agree to a test that could lead to severe criminal sanctions. By making it a
crime to refuse to submit to a BAC test, the laws at issue provide an incentive
to cooperate and thus serve a very important function.
(2) As for other ways to combat drunk
driving, this Court’s decisions establish that an arresting officer is not
obligated to obtain a warrant before conducting a search incident to arrest
simply because there might be adequate time in the particular circumstances to
obtain a warrant. The legality of a search incident to arrest must be judged on
the basis of categorical rules. See e.g., Robinson, supra, at
235. McNeely, supra, at ___, distinguished. Imposition of a warrant
requirement for every BAC test would likely swamp courts, given the enormous
number of drunk-driving arrests, with little corresponding benefit. And other
alternatives—e.g., sobriety checkpoints and ignition interlock
systems—are poor substitutes.
(3) Bernard argues that warrantless
BAC testing cannot be justified as a search incident to arrest because that
doctrine aims to prevent the arrestee from destroying evidence, while the loss
of blood alcohol evidence results from the body’s metabolism of alcohol, a
natural process not controlled by the arrestee. In both instances, however, the
State is justifiably concerned that evidence may be lost. The State’s general
interest in “evidence preservation” or avoiding “the loss of evidence,” Riley,
supra, at ___, readily encompasses the metabolization of alcohol in the
blood. Bernard’s view finds no support in Chimel v. California, 395
U. S. 752, 763, Schmerber, 384 U. S., at 769, or McNeely, supra, at
___.
(e)Because the impact of breath
tests on privacy is slight, and the need for BAC testing is great, the Fourth
Amendment permits warrantless breath tests incident to arrests for drunk
driving. Blood tests, however, are significantly more intrusive, and their
reasonableness must be judged in light of the availability of the less invasive
alternative of a breath test. Respondents have offered no satisfactory
justification for demanding the more intrusive alternative without a warrant.
In instances where blood tests might be preferable—e.g., where
substances other than alcohol impair the driver’s ability to operate a car
safely, or where the subject is unconscious—nothing prevents the police from
seeking a warrant or from relying on the exigent circumstances exception if it
applies. Because breath tests are significantly less intrusive than blood tests
and in most cases amply serve law enforcement interests, a breath test, but not
a blood test, may be administered as a search incident to a lawful arrest for
drunk driving. No warrant is needed in this situation.
2. Motorists may not be criminally
punished for refusing to submit to a blood test based on legally implied
consent to submit to them. It is one thing to approve implied-consent laws that
impose civil penalties and evidentiary consequences on motorists who refuse to
comply, but quite another for a State to insist upon an intrusive blood test
and then to impose criminal penalties on refusal to submit. There must be a
limit to the consequences to which motorists may be deemed to have consented by
virtue of a decision to drive on public roads.
3. These legal conclusions resolve
the three present cases. Birchfield was criminally prosecuted for refusing a
warrantless blood draw, and therefore the search that he refused cannot be
justified as a search incident to his arrest or on the basis of implied
consent. Because there appears to be no other basis for a warrantless test of
Birchfield’s blood, he was threatened with an unlawful search and unlawfully
convicted for refusing that search. Bernard was criminally prosecuted for
refusing a warrantless breath test. Because that test was a permissible search
incident to his arrest for drunk driving, the Fourth Amendment did not require
officers to obtain a warrant prior to demanding the test, and Bernard had no
right to refuse it. Beylund submitted to a blood test after police told him
that the law required his submission. The North Dakota Supreme Court, which
based its conclusion that Beylund’s consent was voluntary on the erroneous
assumption that the State could compel blood tests, should reevaluate Beylund’s
consent in light of the partial inaccuracy of the officer’s advisory.
No. 14–1468, 2015 ND 6, 858 N. W.
2d 302, reversed and remanded; No. 14–1470, 859 N. W. 2d 762, affirmed; No.
14–1507, 2015 ND 18, 859 N. W. 2d 403, vacated and remanded.
ALITO, J., delivered the opinion of
the Court, in which ROBERTS, C. J, and KENNEDY, BREYER, and KAGAN, JJ., joined.
SOTOMAYOR, J., filed an opinion concurring in part and dissenting in part, in
which GINSBURG, J., joined. THOMAS, J., filed an opinion concurring in the
judgment in part and dissenting in part.
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